Justia 9
Avvo Rating 10
Avvo Client's Choice Award 2022
Reviews 5 star out of 15 reviews
Leading Lawyers - Celiza P. Braganca
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Articles Posted in SEC Subpoena

SEC Faces Sanctions – Again!
Bragança Law

SEC Made Numerous Material Misrepresentations to Utah District Court ***UPDATED BELOW – 3/19/24*** ***SECOND UPDATE BELOW – 4/19/24*** For a government agency with the talent and resources of the Securities and Exchange Commission, its ability to lose its focus and score an own goal is sometimes remarkable. At the same time the Supreme Court has…

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When is 4 Greater than 5?
Bragança Law

The Foregone Conclusion Doctrine Overriding the Fifth Amendment. Bragança Law LLC | September 8, 2023. Many legal ”experts” warn people to add a passcode lock to their phone if they suspect they will be arrested, or change to a passcode if they have a biometric lock. This summer, however, Illinois became the latest state to…

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What Laws Govern the Securities Industry?
Bragança Law LLC

We aggressively protect our client’s rights, whether they’re businesses, investors, financial professionals, or whistleblowers. The tools of our trade are federal and state laws that regulate the securities industry and protect those who may be abused by it. Other laws or legal doctrines may also apply to participants in the securities industry. They include state…

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Client Reviews

Celiza was a great help to me in the course of working to resolve my problem. She was very patient, explaining in detail what was happening and what would follow, doing it in a very professional and friendly...

Barbara M.

As an investor and fiduciary, I have worked with Lisa in several capacities over the last 15 years. Lisa’s diverse background from her tenure as an attorney for the SEC, and in private practice – working on...

Jason M.

Lisa is a strong and tireless advocate. She helped guide me through a complicated investor disclosure issue on a publicly-traded security. Her practical counsel on process--and avoiding unnecessary legal...

Lee B.

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